SARASIN ASSET MANAGEMENT LIMITED

Date authorised
6 June 2003
Companies House
01497670
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +4402070387000
    Web
    https://www.sarasinassetmanagement.com

  • Complaints Contact

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387276

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abigail Morrice

    IRN AXH03132

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
  • Adrian Richard Colin Taylor

    IRN ART01089

    • CF28 Systems and controls (10 Oct 2011 to 6 Sep 2013)
  • Alexander William Piers Jevons

    IRN AWJ01032

    • CF30 Customer (9 Dec 2009 to 23 Aug 2017)
  • Andrew Clyde Stewart

    IRN ACS01076

    • CF1 Director (2 Apr 2008 to 8 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF27 Investment Management (13 Jul 2007 to 31 Oct 2007)
  • Andrew John Hall

    IRN AJH01207

    • CF2 Non Executive Director (17 Jan 2013 to 2 May 2017)
    • CF30 Customer (1 Nov 2007 to 9 Jan 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 9 Jan 2013)
    • CF3 Chief Executive (1 Dec 2001 to 7 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Mar 2005)
  • Andrew Mark Fairbanks Smith

    IRN AMF01040

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (11 Dec 2012 to 8 Dec 2019)
  • Barbara Jean Hall

    IRN BJH01089

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)
  • Caroline Elizabeth Wells

    IRN CEW01031

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2020)
    • CF11 Money Laundering Reporting (23 Dec 2013 to 3 Jun 2015)
    • CF10 Compliance Oversight (6 Mar 2008 to 9 Sep 2008)
  • Celia Mary Rosalind St John

    IRN CXS00569

    • [FCA CF] Client dealing (since 3 Jun 2025)
  • Charles Francois De Lame

    IRN CFD01012

    • CF21 Investment Adviser (11 Jul 2003 to 1 Aug 2005)
    • CF27 Investment Management (11 Jul 2003 to 1 Aug 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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