Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sarasin Investment Funds Limited (no longer approved here)

    FRN 122244

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)
  • SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 163584

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.