Sarasin Investment Funds Limited

Date authorised
1 April 2013
Companies House
02190813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000
    Web
    https://www.sarasinandpartners.com

  • Complaints Contact

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barbara Jean Hall

    IRN BJH01089

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (28 Sep 2016 to 8 Dec 2019)
  • Caroline Elizabeth Wells

    IRN CEW01031

    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2020)
    • CF11 Money Laundering Reporting (23 Dec 2013 to 3 Jun 2015)
    • CF10 Compliance Oversight (9 Jan 2006 to 8 Dec 2019)
  • Christina Barbara Geissman

    IRN CBG01022

    • CF28 Systems and controls (28 Jul 2008 to 30 Jun 2010)
  • Christopher Richard Bell

    IRN CRB01187

    • SMF3 Executive Director (9 Dec 2019 to 19 Dec 2019)
    • CF1 Director (7 Aug 2017 to 8 Dec 2019)
  • Claire Andrea O'Sullivan

    IRN CAO01011

    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Oct 2002)
  • Cordell Nathaniel Joseph

    IRN CNJ01016

    • CF28 Systems and controls (25 May 2011 to 25 Nov 2016)
  • David John Richards

    IRN DJR01260

    • CF11 Money Laundering Reporting (1 Jan 2010 to 3 Jan 2014)
  • Davide Daniel Schoekle

    IRN DDS01055

    • CF28 Systems and controls (24 Aug 2017 to 25 Sep 2018)
  • Elizabeth Emma Tracey

    IRN EET01005

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (4 Oct 2019 to 8 Dec 2019)
  • Gary Steinberg

    IRN GXS01558

    • SMF9 Chair of the Governing Body (since 14 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (30 Jul 2019 to 8 Dec 2019)
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Recent activity

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