Elizabeth Emma Tracey

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Waystone Management (UK) Limited
FRN 429093
- SMF10 Chair of the Risk Committee (since 9 Oct 2023)
Sarasin Investment Funds Limited
FRN 122244
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (4 Oct 2019 to 8 Dec 2019)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- SMF10 Chair of the Risk Committee (18 May 2021 to 9 Oct 2023)
BlackRock Fund Managers Limited (no longer approved here)
FRN 119292
- CF1 Director (1 Dec 2001 to 28 Feb 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.