Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Tookey

    IRN AXT00243

    • SMF18 Other Overall Responsibility (since 9 Oct 2023)
    • [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
    • [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
  • Andrew Berry

    IRN AXB02987

    • SMF3 Executive Director (since 30 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2020)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (2 Jul 2018 to 8 Dec 2019)
  • Andrew Frank Doughty

    IRN AFD01023

    • CF30 Customer (30 Jul 2016 to 28 Apr 2017)
  • Andrew Neil Pike

    IRN ANP00006

    • CF30 Customer (3 Dec 2018 to 19 Jul 2019)
    • CF1 Director (AR) (30 Nov 2018 to 21 Feb 2020)
  • Andrew Thompson

    IRN AXT02213

    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • Ann Catherine Hall

    IRN ACH01054

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
    • [FCA CF] Material risk taker (since 9 Oct 2023)
  • Antonius Mattheus Kemp

    IRN AMK01098

    • CF2 Non Executive Director (7 Apr 2009 to 1 Mar 2011)
  • Asim Javed

    IRN AXJ01808

    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
  • Ben White

    IRN BXW00149

    • SMF18 Other Overall Responsibility (since 9 Oct 2023)
    • [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
    • [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
  • Benjamin Akesson

    IRN BXA01593

    • CF30 Customer (14 Sep 2016 to 28 Apr 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.