Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- SMF3 Executive Director (since 1 May 2025)
- SMF9 Chair of the Governing Body (since 1 May 2025)
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Waystone Management (UK) Limited
FRN 429093
- SMF3 Executive Director (since 30 Apr 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2020)
- CF10a CASS Oversight function (2 Jul 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
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- CF29 Significant management (18 Feb 2015 to 23 Nov 2015)
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- (4)Employed By (17 Jul 2013 to 12 Jan 2017)
Recent activity
Updates to this individual's record on the FCA register.
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