Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 May 2025)
    • SMF9 Chair of the Governing Body (since 1 May 2025)
    • SMF3 Executive Director (since 30 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Sep 2020)
    • CF10a CASS Oversight function (2 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2018 to 8 Dec 2019)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • CF29 Significant management (18 Feb 2015 to 23 Nov 2015)
  • Sequel Investments Limited (no longer approved here)

    FRN 602456

    • (4)Employed By (17 Jul 2013 to 12 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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