Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Management (UK) Limited
FRN 429093
- 14. Managing investments
- [FCA CF] Material risk taker (since 9 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
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Waystone Financial Investments Limited
FRN 169586
- [FCA CF] Material risk taker (since 18 Jan 2021)
- [FCA CF] Client dealing (since 18 Jan 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 Oct 2023)
- [FCA CF] Material risk taker (9 Dec 2020 to 9 Oct 2023)
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- CF30 Customer (10 Sep 2014 to 23 Mar 2016)
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- CF30 Customer (3 Jun 2011 to 16 Oct 2013)
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- CF30 Customer (1 Nov 2007 to 31 May 2010)
- CF27 Investment Management (16 Apr 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Feb 2004 to 9 Nov 2006)
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- CF27 Investment Management (1 Dec 2001 to 1 Feb 2004)
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- CF27 Investment Management (1 Dec 2001 to 1 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.