Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Waystone Financial Investments Limited
FRN 169586
- [FCA CF] Manager of certification employee (since 28 Oct 2024)
- [FCA CF] Significant management (since 19 Dec 2020)
- [FCA CF] Material risk taker (since 19 Dec 2020)
-
Waystone Management (UK) Limited
FRN 429093
- SMF18 Other Overall Responsibility (since 9 Oct 2023)
- [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
- [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
-
- (74)[FCA CF] Manager of certification employee (28 Oct 2024 to 2 Sep 2025)
- (75)[FCA CF] Significant management (19 Dec 2020 to 2 Sep 2025)
-
- SMF18 Other Overall Responsibility (25 Jan 2023 to 9 Oct 2023)
- [FCA CF] Significant management (19 Dec 2020 to 9 Oct 2023)
- [FCA CF] Material risk taker (19 Dec 2020 to 9 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (74)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
-
controlled function added: (75)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED