Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 28 Oct 2024)
    • [FCA CF] Significant management (since 19 Dec 2020)
    • [FCA CF] Material risk taker (since 19 Dec 2020)
    • SMF18 Other Overall Responsibility (since 9 Oct 2023)
    • [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
    • [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (74)[FCA CF] Manager of certification employee (28 Oct 2024 to 2 Sep 2025)
    • (75)[FCA CF] Significant management (19 Dec 2020 to 2 Sep 2025)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • SMF18 Other Overall Responsibility (25 Jan 2023 to 9 Oct 2023)
    • [FCA CF] Significant management (19 Dec 2020 to 9 Oct 2023)
    • [FCA CF] Material risk taker (19 Dec 2020 to 9 Oct 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (74)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (75)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED