Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TIMOTHY JAMES & PARTNERS LIMITED
FRN 179854
- [FCA CF] Manager of certification employee (since 9 Sep 2025)
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Fidelius Ltd
FRN 188615
- [FCA CF] Manager of certification employee (since 1 Jul 2020)
- CF10 Compliance Oversight (4 Jan 2012 to 9 Nov 2016)
- CF11 Money Laundering Reporting (4 Jan 2012 to 9 Nov 2016)
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- CF30 Customer (3 Dec 2018 to 19 Jul 2019)
- CF1 Director (AR) (30 Nov 2018 to 21 Feb 2020)
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- Employed By (3 Dec 2018 to 21 Feb 2020)
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- CF22 Investment Adviser (Trainee) (10 Apr 2003 to 30 Apr 2004)
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- (12)Employed By (10 Apr 2003 to 30 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.