TIMOTHY JAMES & PARTNERS LIMITED

• Principal Place of Business

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

  Web

  https://www.tjpltd.co.uk

• Complaints Contact

  Timothy James & Partners Limited

  Shell Mex House

  3rd Floor, NE

  80 Strand

  London

  Westminster

  WC2R 0DT

  UNITED KINGDOM

  Phone

  +442074366446

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding the administration of debt management plans In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders".

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail Susan Gill

  IRN ASG01100

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2020)
  • CF30 Customer (14 Jan 2019 to 8 Dec 2019)
• Alex James Walford

  IRN AXW00869

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Client dealing (since 31 Mar 2024)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2024)
• Alexander Philip Lorenz

  IRN AXL00225

  • [FCA CF] Manager of certification employee (20 Jan 2020 to 25 Jul 2025)
• Andrew Neil Pike

  IRN ANP00006

  • [FCA CF] Manager of certification employee (since 9 Sep 2025)
• Andrew Peter Bracken

  IRN APB00022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (31 Mar 2024 to 10 Feb 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 20 Sep 2005)
• Angela Jarvis

  IRN AXJ01543

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2026)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• Angela Marie Torpey

  IRN AMT01126

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2019)
  • Responsibility for MCD Intermediation (27 Sep 2016 to 31 Dec 2019)
  • CF1 Director (10 Mar 2010 to 8 Dec 2019)
• Anthony John Fowler

  IRN AJF01247

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2026)
  • CF30 Customer (1 Jan 2012 to 8 Dec 2019)
• Caroline Georgia Boyd

  IRN CGB01097

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2022)
  • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
• Charles David Owen Jillings

  IRN CDJ01043

  • Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 31 Dec 2023)

• Timothy James Consultancy Limited

  FRN 1043603 · Appointed 17 Nov 2025

No changes recorded yet.