Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF3 Chief Executive (15 Oct 2014 to 8 Dec 2019)
    • CF1 Director (15 Oct 2014 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • TIMOTHY JAMES & PARTNERS LIMITED (no longer approved here)

    FRN 179854

    • Director of firm who is not a certification employee or a SMF manager (12 Dec 2019 to 31 Dec 2023)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Jun 2024)
    • CF2 Non Executive Director (24 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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