ICM Investment Management Limited

• Principal Place of Business

  Ridgecourt

  The Ridge

  Epsom

  Surrey

  KT18 7EP

  UNITED KINGDOM

  Phone

  +441372221599

• Complaints Contact

  Ridge Court

  The Ridge

  Epsom

  Surrey

  KT19 7EP

  UNITED KINGDOM

  Phone

  +441372221599

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alastair John Moreton

  IRN AJM01290

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
• Charles David Owen Jillings

  IRN CDJ01043

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • CF3 Chief Executive (15 Oct 2014 to 8 Dec 2019)
  • CF1 Director (15 Oct 2014 to 8 Dec 2019)
• Christopher Paul Baker

  IRN CPB01057

  • CF10 Compliance Oversight (15 Oct 2014 to 25 Feb 2016)
  • CF11 Money Laundering Reporting (15 Oct 2014 to 25 Feb 2016)
• Conor Spencer

  IRN CXS02446

  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• Deray Rifat

  IRN DXR01965

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2021)
  • CF30 Customer (27 Nov 2017 to 8 Oct 2018)
• Gavin Leo Michael Blessing

  IRN GLB01042

  • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
• George Velikov

  IRN GXV00026

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Henry John Beck

  IRN HXB00164

  • [FCA CF] Client dealing (since 8 Dec 2021)
• Jacqueline Broers

  IRN JXB02270

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
• Jonathan Michael Groocock

  IRN JMG01128

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)

No changes recorded yet.