ICM Investment Management Limited

• Principal Place of Business

  Ridgecourt

  The Ridge

  Epsom

  Surrey

  KT18 7EP

  UNITED KINGDOM

  Phone

  +441372221599

• Complaints Contact

  Ridge Court

  The Ridge

  Epsom

  Surrey

  KT19 7EP

  UNITED KINGDOM

  Phone

  +441372221599

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Scott Lebbell

  IRN MSL01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
• Richard Anstead

  IRN RXA01180

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2021)
  • SMF16 Compliance Oversight (since 15 Jul 2021)
• Ross Christopher Wilding

  IRN RCW01064

  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
• Saifaldeen Alsa’di

  IRN SXA01038

  • [FCA CF] Client dealing (3 Dec 2024 to 19 Jan 2026)
• Sandra Jane Pope

  IRN SJP01362

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (15 Oct 2014 to 8 Dec 2019)
  • CF1 Director (15 Oct 2014 to 8 Dec 2019)
• Santiago Mendez Cabezas

  IRN SXM04311

  • CF30 Customer (1 May 2018 to 8 Dec 2019)
• Shaun Scott Beveridge Sangster

  IRN SSS01138

  • SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2021)
  • CF11 Money Laundering Reporting (5 Apr 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Apr 2016 to 8 Dec 2019)
• Stephanie Saville

  IRN SXS00636

  • [FCA CF] Client dealing (since 4 Jun 2021)
• Stephen Thomas Holland

  IRN STH01052

  • CF30 Customer (1 Sep 2017 to 1 Jul 2019)
• Stuart Christopher Briscoe

  IRN SCB01187

  • [FCA CF] Client dealing (since 11 Nov 2025)
  • CF30 Customer (1 May 2018 to 27 Aug 2018)

No changes recorded yet.