Richard Anstead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICM Investment Management Limited

    FRN 630094

    • SMF16 Compliance Oversight (since 15 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jul 2021)
  • EFG Asset Management (UK) Limited (no longer approved here)

    FRN 536771

    • CF11 Money Laundering Reporting (4 Feb 2014 to 21 Mar 2016)
    • CF10 Compliance Oversight (28 Jun 2013 to 21 Mar 2016)
    • CF28 Systems and controls (17 Oct 2012 to 21 Mar 2016)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF11 Money Laundering Reporting (18 Oct 2012 to 21 May 2013)
    • CF28 Systems and controls (18 Oct 2012 to 4 Jul 2014)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF10a CASS Oversight function (1 Oct 2011 to 29 Feb 2012)
    • CF10 Compliance Oversight (28 Mar 2006 to 29 Feb 2012)
    • CF11 Money Laundering Reporting (28 Mar 2006 to 24 Aug 2009)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF10a CASS Oversight function (1 Oct 2011 to 29 Feb 2012)
    • CF11 Money Laundering Reporting (10 Dec 2010 to 26 Jan 2012)
    • CF10 Compliance Oversight (28 Mar 2006 to 29 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.