Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Polen Capital UK LLP
FRN 925147
- SMF27 Partner (since 25 Sep 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2025)
- SMF16 Compliance Oversight (since 13 Jan 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (14 Jul 2021 to 2 Jan 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (14 Jul 2021 to 2 Jan 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 May 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 13 May 2021)
- CF11 Money Laundering Reporting (5 Apr 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.