Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Hammond

    IRN BXH01574

    • SMF2 Chief Finance (since 9 Oct 2023)
  • Bharat Thakrar

    IRN BXT01225

    • CF30 Customer (21 Nov 2016 to 30 Jun 2017)
  • Brent Francis Seery

    IRN BFS01021

    • CF30 Customer (14 Sep 2016 to 28 Apr 2017)
  • Brian Primrose

    IRN BXP01226

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
    • CF10a CASS Oversight function (15 Mar 2012 to 2 Jul 2018)
    • CF11 Money Laundering Reporting (20 Jan 2012 to 2 Jul 2018)
    • CF1 Director (20 Jan 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2012 to 2 Jul 2018)
  • Caoimhghin ODonnell

    IRN CXO00018

    • SMF3 Executive Director (16 Mar 2021 to 8 Dec 2022)
  • Christopher Brocklehurst

    IRN CXB01564

    • SMF4 Chief Risk (since 9 Oct 2023)
  • Christopher Paul Chapman

    IRN CPC01027

    • CF2 Non Executive Director (18 Nov 2008 to 21 Apr 2016)
  • Christopher Trimmer Finch

    IRN CTF01013

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Mar 2020)
    • CF11 Money Laundering Reporting (10 Aug 2011 to 24 Oct 2011)
    • CF10 Compliance Oversight (10 Aug 2011 to 24 Oct 2011)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 Oct 2006 to 31 Oct 2007)
    • CF1 Director (11 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (11 Apr 2005 to 31 Oct 2007)
    • CF3 Chief Executive (11 Apr 2005 to 8 Dec 2019)
  • Clare Lakeland

    IRN CXL00479

    • [FCA CF] Significant management (28 Mar 2024 to 30 Nov 2025)
    • [FCA CF] Material risk taker (28 Mar 2024 to 30 Nov 2025)
  • Cliodhna Duggan

    IRN CXD01865

    • SMF18 Other Overall Responsibility (9 Oct 2023 to 31 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.