Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
    • CF10a CASS Oversight function (15 Mar 2012 to 2 Jul 2018)
    • CF1 Director (20 Jan 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Jan 2012 to 2 Jul 2018)
    • CF11 Money Laundering Reporting (20 Jan 2012 to 2 Jul 2018)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (107)CF1 Director (9 Nov 2004 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (107)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED