Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
- CF10a CASS Oversight function (15 Mar 2012 to 2 Jul 2018)
- CF1 Director (20 Jan 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (20 Jan 2012 to 2 Jul 2018)
- CF11 Money Laundering Reporting (20 Jan 2012 to 2 Jul 2018)
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- (107)CF1 Director (9 Nov 2004 to 31 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (107)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED