Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- SMF4 Chief Risk (since 2 Feb 2026)
- [FCA CF] Manager of certification employee (28 Sep 2021 to 2 Feb 2026)
- [FCA CF] Material risk taker (28 Sep 2021 to 2 Feb 2026)
- [FCA CF] Significant management (28 Sep 2021 to 2 Feb 2026)
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Waystone Management (UK) Limited
FRN 429093
- SMF4 Chief Risk (since 9 Oct 2023)
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- SMF4 Chief Risk (23 Dec 2021 to 9 Oct 2023)
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- (124)[FCA CF] Manager of certification employee (28 Sep 2021 to 2 Sep 2025)
- (125)[FCA CF] Significant management (28 Sep 2021 to 2 Sep 2025)
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- CF28 Systems and controls (17 Dec 2013 to 30 Sep 2016)
- CF30 Customer (3 Jan 2008 to 30 Sep 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (124)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (125)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED