Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 30 Jan 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
    • CF1 Director (12 Oct 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (12 Oct 2015 to 8 Dec 2019)
    • SMF2 Chief Finance (since 9 Oct 2023)
    • (6)SMF3 Executive Director (since 9 Dec 2019)
    • (120)SMF9 Chair of the Governing Body (7 Nov 2022 to 30 Jun 2025)
    • (122)CF1 Director (12 Oct 2015 to 8 Dec 2019)
    • (121)CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • SMF3 Executive Director (9 Dec 2019 to 9 Oct 2023)
    • SMF2 Chief Finance (9 Dec 2019 to 9 Oct 2023)
    • CF10a CASS Oversight function (12 Oct 2015 to 8 Dec 2019)
    • CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
    • CF1 Director (12 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (120)SMF9 Chair of the Governing Body at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (121)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  4. controlled function added: (122)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  5. controlled function added: (6)SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED