Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- SMF2 Chief Finance (since 30 Jan 2026)
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
- CF1 Director (12 Oct 2015 to 8 Dec 2019)
- CF10a CASS Oversight function (12 Oct 2015 to 8 Dec 2019)
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Waystone Management (UK) Limited
FRN 429093
- SMF2 Chief Finance (since 9 Oct 2023)
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- (6)SMF3 Executive Director (since 9 Dec 2019)
- (120)SMF9 Chair of the Governing Body (7 Nov 2022 to 30 Jun 2025)
- (122)CF1 Director (12 Oct 2015 to 8 Dec 2019)
- (121)CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 9 Oct 2023)
- SMF2 Chief Finance (9 Dec 2019 to 9 Oct 2023)
- CF10a CASS Oversight function (12 Oct 2015 to 8 Dec 2019)
- CF28 Systems and controls (12 Oct 2015 to 8 Dec 2019)
- CF1 Director (12 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (120)SMF9 Chair of the Governing Body at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (121)CF28 Systems and controls at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (122)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (6)SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED