Brent Francis Seery

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saranac Partners Limited

    FRN 763601

    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • SMF1 Chief Executive (since 16 Oct 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF29 Significant management (3 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (3 May 2017 to 8 Dec 2019)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (8 Dec 2016 to 3 May 2017)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • CF30 Customer (14 Sep 2016 to 28 Apr 2017)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 13 Jul 2010)
    • CF21 Investment Adviser (31 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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