Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SEI Investments (Europe) Ltd (no longer approved here)

    FRN 191713

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Dec 2013)
    • CF28 Systems and controls (1 Nov 2007 to 28 Aug 2015)
    • CF13 Finance (13 Dec 2006 to 31 Oct 2007)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • CF2 Non Executive Director (18 Nov 2008 to 21 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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