Cordell Nathaniel Joseph

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LGT Wealth Management UK LLP
FRN 471048
- [FCA CF] Material risk taker (since 1 Feb 2020)
- SMF5 Head of Internal Audit (since 9 Dec 2019)
- CF28 Systems and controls (23 Oct 2019 to 8 Dec 2019)
Sarasin Investment Funds Limited (no longer approved here)
FRN 122244
- CF28 Systems and controls (25 May 2011 to 25 Nov 2016)
SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 163584
- CF28 Systems and controls (25 May 2011 to 25 Nov 2016)
Sarasin & Partners LLP (no longer approved here)
FRN 475111
- CF28 Systems and controls (25 May 2011 to 25 Nov 2016)
Butterfield Mortgages Limited (no longer approved here)
FRN 119274
- CF28 Systems and controls (2 Jun 2008 to 15 Apr 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.