Date authorised
1 April 2013
Companies House
OC329859
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000
  • Complaints Contact

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . S.I.M Partnership (London) Limited

    IRN XXS01085

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
  • Abigail Morrice

    IRN AXH03132

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2021)
    • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
  • Adil Mhamdi-Alaoui

    IRN AXM10174

    • [FCA CF] Client dealing (19 Feb 2021 to 19 Nov 2021)
    • CF30 Customer (11 Jan 2019 to 8 Dec 2019)
  • Adrian Richard Colin Taylor

    IRN ART01089

    • CF28 Systems and controls (11 May 2011 to 6 Sep 2013)
  • Alastair Scott Baker

    IRN ASB01168

    • [FCA CF] Manager of certification employee (since 1 Jun 2025)
    • [FCA CF] Client dealing (since 9 Jun 2023)
    • [FCA CF] Material risk taker (since 9 Jun 2023)
  • Alberto Andrade-Fraga

    IRN AXA01965

    • CF30 Customer (18 Dec 2008 to 29 Mar 2011)
  • Alex Khosrowpour

    IRN AXK01618

    • CF30 Customer (26 Aug 2008 to 12 Dec 2008)
  • Alex Rayleigh Hunter

    IRN ARH01069

    • [FCA CF] Client dealing (30 Jul 2021 to 7 Feb 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
    • CF4 Partner (5 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
  • Alexander Barr

    IRN ARB01101

    • [FCA CF] Material risk taker (since 7 Apr 2022)
    • [FCA CF] Significant management (since 7 Apr 2022)
    • [FCA CF] Client dealing (since 7 Apr 2022)
  • Alexander Bibani

    IRN AXB02115

    • [FCA CF] Material risk taker (30 Mar 2022 to 12 Aug 2022)
    • [FCA CF] Client dealing (19 Feb 2021 to 12 Aug 2022)
    • CF30 Customer (27 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.