Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ethos Partners LLP
FRN 813812
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2025)
- SMF27 Partner (since 16 Jan 2025)
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- [FCA CF] Manager of certification employee (20 Dec 2022 to 31 May 2023)
- [FCA CF] Significant management (26 May 2021 to 31 May 2023)
- SMF3 Executive Director (31 Jul 2020 to 30 Apr 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2020)
- CF28 Systems and controls (18 Jun 2019 to 8 Dec 2019)
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- CF4 Partner (14 Apr 2014 to 31 May 2015)
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- CF28 Systems and controls (10 Oct 2011 to 6 Sep 2013)
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- CF28 Systems and controls (11 May 2011 to 6 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.