Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jan 2025)
    • SMF27 Partner (since 16 Jan 2025)
  • Local Pensions Partnership Investments Ltd (no longer approved here)

    FRN 724653

    • [FCA CF] Manager of certification employee (20 Dec 2022 to 31 May 2023)
    • [FCA CF] Significant management (26 May 2021 to 31 May 2023)
    • SMF3 Executive Director (31 Jul 2020 to 30 Apr 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2020)
    • CF28 Systems and controls (18 Jun 2019 to 8 Dec 2019)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF4 Partner (14 Apr 2014 to 31 May 2015)
  • SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 163584

    • CF28 Systems and controls (10 Oct 2011 to 6 Sep 2013)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • CF28 Systems and controls (11 May 2011 to 6 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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