Sarasin Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Guy Vincent Matthews
IRN GVM01004
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
- CF3 Chief Executive (2 Nov 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Nov 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Jan 2006)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Hans-Peter Grossman
IRN HXG01146
- CF2 Non Executive Director (7 Jan 2008 to 31 Aug 2014)
Joanne Margaret Wilkinson
IRN JML01080
- CF11 Money Laundering Reporting (3 Jun 2015 to 23 Aug 2016)
John Guy Elmhirst Monson
IRN JGM01074
- CF1 Director (1 Dec 2001 to 26 Oct 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 26 Oct 2004)
John Lake
IRN JXL02244
- CF2 Non Executive Director (6 Jun 2017 to 8 Dec 2019)
Julie Anne Paget
IRN JAP01292
- CF10a CASS Oversight function (5 Jun 2017 to 8 Dec 2019)
- CF29 Significant management (10 Feb 2017 to 8 Dec 2019)
Lorraine Gomez Francisco
IRN LFS01031
- CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
Markus Ernst Weber
IRN MEW01040
- CF2 Non Executive Director (1 Dec 2001 to 12 Mar 2003)
Mathew Ivo Hubert Boys Forde
IRN MIF01005
- CF1 Director (1 Dec 2001 to 13 Jan 2003)
Matthew Christian William Hicks
IRN MCH01120
- [FCA CF] Significant management (since 26 Mar 2021)
- [FCA CF] Material risk taker (since 26 Mar 2021)
- CF28 Systems and controls (12 Aug 2008 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.