Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
    • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • CF3 Chief Executive (2 Jan 2008 to 14 Jul 2016)
  • Sarasin Investment Funds Limited (no longer approved here)

    FRN 122244

    • CF1 Director (1 Dec 2001 to 26 Oct 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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