Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • [FCA CF] Significant management (since 26 Mar 2021)
    • [FCA CF] CASS oversight function (since 19 Feb 2021)
    • [FCA CF] Significant management (since 19 Feb 2021)
    • [FCA CF] Material risk taker (since 19 Feb 2021)
    • CF10a CASS Oversight function (6 Mar 2017 to 8 Dec 2019)
    • CF29 Significant management (10 Feb 2017 to 8 Dec 2019)
  • Sarasin Investment Funds Limited (no longer approved here)

    FRN 122244

    • CF10a CASS Oversight function (5 Jun 2017 to 8 Dec 2019)
    • CF29 Significant management (10 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.