Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sarasin Investment Funds Limited
FRN 122244
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
- CF3 Chief Executive (2 Nov 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (2 Nov 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Jan 2006)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
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SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Jan 2006)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
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Sarasin & Partners LLP
FRN 475111
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (28 Jun 2016 to 8 Dec 2019)
- CF28 Systems and controls (2 Jan 2008 to 7 Mar 2008)
- CF4 Partner (2 Jan 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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