Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Sarasin & Partners LLP
FRN 475111
- SMF4 Chief Risk (since 8 Nov 2022)
- [FCA CF] Significant management (19 Feb 2021 to 20 Dec 2022)
- [FCA CF] Material risk taker (19 Feb 2021 to 20 Dec 2022)
- CF28 Systems and controls (21 Jul 2008 to 8 Dec 2019)
-
Sarasin Investment Funds Limited
FRN 122244
- [FCA CF] Material risk taker (since 26 Mar 2021)
- [FCA CF] Significant management (since 26 Mar 2021)
- CF28 Systems and controls (12 Aug 2008 to 8 Dec 2019)
-
SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Significant management (since 26 Mar 2021)
- [FCA CF] Material risk taker (since 26 Mar 2021)
- CF28 Systems and controls (12 Aug 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.