Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 2 Nov 2022)
    • [FCA CF] Material risk taker (5 Mar 2021 to 20 Dec 2022)
    • [FCA CF] Significant management (5 Mar 2021 to 20 Dec 2022)
    • CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
    • [FCA CF] Significant management (since 26 Mar 2021)
    • [FCA CF] Material risk taker (since 26 Mar 2021)
    • CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
  • Sarasin Investment Funds Limited (no longer approved here)

    FRN 122244

    • CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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