Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sarasin & Partners LLP
FRN 475111
- SMF5 Head of Internal Audit (since 2 Nov 2022)
- [FCA CF] Material risk taker (5 Mar 2021 to 20 Dec 2022)
- [FCA CF] Significant management (5 Mar 2021 to 20 Dec 2022)
- CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
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SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- [FCA CF] Significant management (since 26 Mar 2021)
- [FCA CF] Material risk taker (since 26 Mar 2021)
- CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
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- CF28 Systems and controls (7 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.