Date authorised
1 April 2013
Companies House
02190813
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000
  • Complaints Contact

    50 George Street
    London
    W1U 7DY
    UNITED KINGDOM
    Phone
    +442070387000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nils Ossenbrink

    IRN NXO01046

    • CF2 Non Executive Director (15 May 2003 to 15 Dec 2014)
  • Richard William Jocelyn

    IRN RXJ01193

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
    • SMF16 Compliance Oversight (since 15 May 2020)
  • Rolf Wittendorfer

    IRN RXW01198

    • CF2 Non Executive Director (1 Dec 2001 to 4 Jan 2008)
  • Simon Alexander Mark Jeffries

    IRN SAJ01059

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (12 Mar 2015 to 8 Dec 2019)
    • CF30 Customer (12 Mar 2015 to 8 Dec 2019)
  • Simon Miles Rivett-Carnac

    IRN SMR01044

    • CF30 Customer (26 Nov 2014 to 8 Dec 2019)
    • CF1 Director (11 Mar 2010 to 31 Aug 2017)
  • Stefan Maurus Bont

    IRN SMB01263

    • CF28 Systems and controls (26 Jul 2010 to 31 May 2011)
  • Stephan Micheal Huber

    IRN SMH01206

    • CF28 Systems and controls (1 Nov 2007 to 30 Jul 2008)
    • CF15 Internal Audit (20 Apr 2007 to 31 Oct 2007)
  • Thomas Nicholas McKinley Service

    IRN TNS01004

    • CF28 Systems and controls (19 Aug 2013 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 18 Mar 2010)
  • Timothy James Temple

    IRN TJT01050

    • CF10a CASS Oversight function (1 Oct 2011 to 6 Jun 2017)
    • CF29 Significant management (15 Aug 2011 to 20 Feb 2017)
  • Zarenah Bessifi

    IRN ZXB01012

    • CF11 Money Laundering Reporting (11 Oct 2002 to 17 Mar 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.