Richard William Jocelyn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sarasin Investment Funds Limited
FRN 122244
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
- SMF16 Compliance Oversight (since 15 May 2020)
SARASIN ASSET MANAGEMENT LIMITED
FRN 163584
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
- SMF16 Compliance Oversight (since 15 May 2020)
Sarasin & Partners LLP
FRN 475111
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Aug 2020)
- SMF16 Compliance Oversight (since 15 May 2020)
abrdn Life and Pensions Limited (no longer approved here)
FRN 187323
- CF1 Director (5 Jan 2006 to 30 Jun 2007)
- CF17 Significant Mgt (Other Business Operations) (18 May 2005 to 22 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.