Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SARASIN ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 163584

    • CF1 Director (2 Apr 2008 to 8 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
    • CF27 Investment Management (13 Jul 2007 to 31 Oct 2007)
  • Sarasin & Partners LLP (no longer approved here)

    FRN 475111

    • CF30 Customer (2 Jan 2008 to 31 Dec 2010)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jan 2004 to 2 Jul 2007)
    • CF27 Investment Management (2 Jul 2002 to 2 Jul 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF27 Investment Management (1 Dec 2001 to 2 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.