Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 19 Nov 2025)
    • [FCA CF] Manager of certification employee (since 19 Nov 2025)
    • [FCA CF] Material risk taker (since 19 Nov 2025)
    • [FCA CF] Significant management (since 19 Nov 2025)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (8 Sep 2022 to 12 Jul 2024)
    • CF1 Director (AR) (8 Sep 2022 to 12 Jul 2024)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF29 Significant management (10 Jul 2018 to 31 Oct 2018)
    • CF30 Customer (10 Jul 2018 to 31 Oct 2018)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF29 Significant management (10 Jul 2018 to 31 Oct 2018)
    • CF30 Customer (10 Jul 2018 to 31 Oct 2018)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF29 Significant management (10 Jul 2018 to 31 Oct 2018)
    • CF30 Customer (10 Jul 2018 to 31 Oct 2018)
  • BARINGS (U.K.) LIMITED (no longer approved here)

    FRN 194662

    • CF29 Significant management (2 Feb 2012 to 31 Oct 2018)
    • CF30 Customer (19 Jun 2008 to 31 Oct 2018)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (18 Jun 2004 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF21 Investment Adviser (5 Mar 2002 to 4 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.