Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marlborough Investment Management Limited
FRN 115231
- [FCA CF] Material risk taker (since 22 Nov 2024)
- [FCA CF] Client dealing (since 4 Aug 2023)
- [FCA CF] Manager of certification employee (since 4 Aug 2023)
- [FCA CF] Significant management (4 Aug 2023 to 8 Mar 2024)
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INVESTMENT FUND SERVICES LIMITED
FRN 464193
- [FCA CF] Manager of certification employee (since 2 Aug 2023)
- [FCA CF] Client dealing (2 Aug 2023 to 2 Mar 2026)
- [FCA CF] Significant management (2 Aug 2023 to 8 Mar 2024)
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- [FCA CF] Material risk taker (8 Mar 2024 to 2 May 2025)
- [FCA CF] Client dealing (4 Aug 2023 to 2 May 2025)
- [FCA CF] Manager of certification employee (4 Aug 2023 to 2 May 2025)
- [FCA CF] Significant management (4 Aug 2023 to 8 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.