Daniel Craig Fox

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marlborough Investment Management Limited (no longer approved here)
FRN 115231
- [FCA CF] Material risk taker (21 Sep 2022 to 31 Jan 2024)
- [FCA CF] Significant management (26 Nov 2021 to 21 Sep 2022)
- [FCA CF] Functions requiring qualifications (26 Nov 2021 to 21 Feb 2023)
Pilling & Co Stockbrokers Ltd (no longer approved here)
FRN 652114
- CF30 Customer (25 Jan 2017 to 8 May 2018)
Soteria Insurance Limited (no longer approved here)
FRN 435022
- CF30 Customer (30 Jun 2009 to 10 May 2010)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF30 Customer (1 Nov 2007 to 12 Jan 2009)
- CF27 Investment Management (7 Feb 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.