Succession Advisory Services Limited

Date authorised
1 April 2013
Companies House
06711051
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionadvisoryservices.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Dylan Siddiqui Taylor

    IRN AXT00255

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2021)
  • Alan Watt Wardrop

    IRN AWW00024

    • CF11 Money Laundering Reporting (13 Oct 2010 to 30 Sep 2011)
    • CF10 Compliance Oversight (13 Oct 2010 to 30 Sep 2011)
    • CF1 Director (13 Oct 2010 to 30 Sep 2011)
  • Alan Watt Webster

    IRN AWW01041

    • CF1 Director (9 Sep 2014 to 10 Mar 2015)
  • Alwyn Frances Tomlinson

    IRN AFT00008

    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
  • Andrew James Smith

    IRN AJS01618

    • CF30 Customer (13 Oct 2010 to 31 May 2011)
    • CF1 Director (13 Oct 2010 to 15 Jun 2012)
  • Charlotte May Davey

    IRN CXD00618

    • SMF3 Executive Director (since 10 Apr 2026)
    • SMF1 Chief Executive (since 10 Apr 2026)
  • Christian Marcel Captieux

    IRN CMC01211

    • CF10 Compliance Oversight (5 Mar 2012 to 12 Oct 2018)
    • CF1 Director (5 Mar 2012 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (5 Mar 2012 to 12 Oct 2018)
  • Christopher Guy Johnson

    IRN CGJ01018

    • CF2 Non Executive Director (6 Mar 2013 to 7 Apr 2014)
  • David Lovat Gordan Hearn

    IRN DLH01097

    • CF2 Non Executive Director (13 Oct 2010 to 3 Feb 2011)
  • Debra Marie Alison Dry

    IRN DMW01124

    • CF1 Director (21 Mar 2016 to 18 Nov 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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