Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (13 Oct 2010 to 30 Sep 2011)
- CF11 Money Laundering Reporting (13 Oct 2010 to 30 Sep 2011)
- CF10 Compliance Oversight (13 Oct 2010 to 30 Sep 2011)
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- CF28 Systems and controls (1 Nov 2007 to 2 Jan 2009)
- CF1 Director (20 Apr 2006 to 2 Jan 2009)
- CF13 Finance (20 Apr 2006 to 31 Oct 2007)
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- CF28 Systems and controls (1 Nov 2007 to 2 Jan 2009)
- CF1 Director (25 Oct 2005 to 2 Jan 2009)
- CF13 Finance (27 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.