Christian Marcel Captieux

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fusion Asset Management LLP

    FRN 401334

    • SMF16 Compliance Oversight (since 16 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Jun 2023)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
    • Responsible for Insurance Mediation (18 Sep 2015 to 30 Nov 2015)
    • CF11 Money Laundering Reporting (28 Jul 2014 to 30 Nov 2015)
    • CF10 Compliance Oversight (28 Jul 2014 to 30 Nov 2015)
    • CF1 Director (17 Feb 2014 to 15 Sep 2016)
    • CF2 Non Executive Director (16 Nov 2012 to 3 Feb 2014)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
    • Responsible for Insurance Mediation (18 Sep 2015 to 30 Nov 2015)
    • CF10 Compliance Oversight (19 Aug 2013 to 30 Nov 2015)
    • CF1 Director (19 Aug 2013 to 15 Sep 2016)
    • CF11 Money Laundering Reporting (19 Aug 2013 to 30 Nov 2015)
  • Succession Employee Benefit Solutions Limited (no longer approved here)

    FRN 767956

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
    • CF1 Director (31 Aug 2017 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (31 Aug 2017 to 12 Oct 2018)
    • CF10 Compliance Oversight (31 Aug 2017 to 12 Oct 2018)
    • Responsible for Insurance Mediation (31 Aug 2017 to 28 Nov 2017)
  • Succession Advisory Services Limited (no longer approved here)

    FRN 510054

    • CF11 Money Laundering Reporting (5 Mar 2012 to 12 Oct 2018)
    • CF10 Compliance Oversight (5 Mar 2012 to 12 Oct 2018)
    • CF1 Director (5 Mar 2012 to 31 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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