Succession Employee Benefit Solutions Limited

• Principal Place of Business

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

  Web

  https://www.successionwealth.co.uk/corporate-benefit-solutions

• Complaints Contact

  Succession Wealth Ltd

  The Apex

  Brest Road

  Derriford Business Park

  Plymouth

  PL6 5FL

  UNITED KINGDOM

  Phone

  +4401752968500

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Webb

  IRN AXW00864

  • SMF18 Other Overall Responsibility (since 3 May 2024)
• Alan Ball

  IRN AXB02039

  • [FCA CF] Manager of certification employee (since 31 Jul 2025)
• Alexander Douglas Muirhead

  IRN ADM00042

  • CF30 Customer (31 Aug 2017 to 8 Dec 2019)
• Alexander Rielly Richardson

  IRN ARR00026

  • [FCA CF] Manager of certification employee (21 Jun 2022 to 25 Jun 2025)
• Alison Irvine Pearson

  IRN AIP00003

  • [FCA CF] Client dealing (31 Oct 2022 to 19 Jun 2025)
  • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 19 Jun 2025)
• Alistair James Creevy

  IRN AXC00037

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
  • CF30 Customer (30 Jul 2018 to 8 Dec 2019)
• Allan Joseph McGoldrick

  IRN AJM01795

  • [FCA CF] Manager of certification employee (since 27 Jan 2026)
• Alwyn Frances Tomlinson

  IRN AFT00008

  • [FCA CF] Manager of certification employee (since 14 Dec 2020)
• Amy Steel

  IRN AXC00517

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
  • [FCA CF] Client dealing (since 1 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Apr 2022)
• Andrew David Barker

  IRN ADB00056

  • [FCA CF] Manager of certification employee (3 Feb 2023 to 31 Jan 2025)

No changes recorded yet.