Succession Employee Benefit Solutions Limited

Date authorised
31 August 2017
Companies House
08146349
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionwealth.co.uk/corporate-benefit-solutions

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Ramrattan

    IRN AJR00069

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • Andrew Simon Robbins

    IRN ASR01058

    • CF30 Customer (31 Aug 2017 to 26 Feb 2019)
  • Andrew Wilkinson

    IRN AXW00021

    • CF30 Customer (9 Oct 2017 to 12 Feb 2019)
  • Ann-Louise McDonald

    IRN AXM02242

    • [FCA CF] Manager of certification employee (since 2 Jul 2023)
  • Bernadette Briggenshaw

    IRN BXB00037

    • CF3 Chief Executive (31 Aug 2017 to 7 Oct 2019)
    • CF1 Director (31 Aug 2017 to 7 Oct 2019)
  • Bradley Walden Frederick Baker

    IRN BWB01018

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
    • [FCA CF] Client dealing (since 31 Oct 2022)
  • Brian Robert Muirhead

    IRN BRM00004

    • [FCA CF] Manager of certification employee (since 27 Jan 2026)
  • Carl Thompson

    IRN CXT01195

    • [FCA CF] Manager of certification employee (21 Nov 2022 to 6 Aug 2025)
  • Charlotte May Davey

    IRN CXD00618

    • SMF18 Other Overall Responsibility (since 4 Mar 2025)
  • Christian Marcel Captieux

    IRN CMC01211

    • Responsible for Insurance Distribution (1 Oct 2018 to 12 Oct 2018)
    • CF1 Director (31 Aug 2017 to 31 Dec 2018)
    • CF10 Compliance Oversight (31 Aug 2017 to 12 Oct 2018)
    • CF11 Money Laundering Reporting (31 Aug 2017 to 12 Oct 2018)
    • Responsible for Insurance Mediation (31 Aug 2017 to 28 Nov 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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