Andrew James Ramrattan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Employee Benefit Solutions Limited

    FRN 767956

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • BHP Financial Planning Limited (no longer approved here)

    FRN 191336

    • CF1 Director (AR) (19 Feb 2016 to 7 Apr 2017)
    • CF30 Customer (24 May 2013 to 21 Oct 2015)
  • BHP Corporate FP Ltd (no longer approved here)

    FRN 729502

    • Employed By (19 Feb 2016 to 7 Apr 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF22 Investment Adviser (Trainee) (21 Mar 2005 to 3 Nov 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (18 Jul 2002 to 11 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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