Alexander Rielly Richardson

• ASCOT LLOYD FINANCIAL PLANNING LIMITED

  FRN 144519

  • [FCA CF] Manager of certification employee (since 6 Jun 2025)
• Succession Financial Management Limited (no longer approved here)

  FRN 225831

  • [FCA CF] Manager of certification employee (21 Jun 2022 to 25 Jun 2025)
• SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

  FRN 588378

  • [FCA CF] Manager of certification employee (21 Jun 2022 to 25 Jun 2025)
• Succession Employee Benefit Solutions Limited (no longer approved here)

  FRN 767956

  • [FCA CF] Manager of certification employee (21 Jun 2022 to 25 Jun 2025)
• Chase de Vere Independent Financial Advisers limited (no longer approved here)

  FRN 137914

  • [FCA CF] Manager of certification employee (4 Jan 2021 to 29 Apr 2022)
  • [FCA CF] Client dealing (4 Jan 2021 to 29 Apr 2022)
  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 29 Apr 2022)
• BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

  FRN 155595

  • CF30 Customer (16 Jan 2013 to 2 Jan 2015)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF21 Investment Adviser (18 Dec 2006 to 16 Jun 2007)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (14 Feb 2002 to 1 Oct 2002)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (1 Dec 2001 to 18 Jan 2002)

No changes recorded yet.