Succession Advisory Services Limited

Date authorised
1 April 2013
Companies House
06711051
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionadvisoryservices.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Geoffrey Shipway

    IRN IGS00002

    • CF2 Non Executive Director (13 May 2014 to 15 Aug 2017)
    • CF11 Money Laundering Reporting (19 Dec 2011 to 5 Mar 2012)
    • CF10 Compliance Oversight (19 Dec 2011 to 5 Mar 2012)
    • CF1 Director (13 Oct 2010 to 13 May 2014)
  • James Alexander Stevenson

    IRN JAS01521

    • SMF9 Chair of the Governing Body (9 Apr 2020 to 31 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • CF1 Director (28 May 2015 to 18 Nov 2016)
  • Joanne Lesley Swain

    IRN JLS01212

    • SMF3 Executive Director (14 Oct 2022 to 31 Jan 2025)
    • SMF16 Compliance Oversight (14 Dec 2020 to 31 Jan 2025)
  • John Arthur Davey

    IRN JAD01178

    • CF2 Non Executive Director (13 Oct 2010 to 7 Apr 2014)
  • Kenn Hershind Jorgensen

    IRN KHJ01006

    • CF2 Non Executive Director (13 May 2013 to 30 Sep 2013)
    • CF1 Director (28 Dec 2012 to 13 May 2013)
  • Matthew David Frampton

    IRN MDF01061

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2026)
  • Michael John Hill

    IRN MJH01637

    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2020)
    • CF1 Director (15 Oct 2014 to 8 Dec 2019)
  • Michael Tunstall

    IRN MXT00701

    • SMF3 Executive Director (since 12 Jun 2025)
  • Paul McMahon

    IRN PXM01312

    • CF2 Non Executive Director (11 Mar 2016 to 12 Oct 2017)
  • Paul Stephen Morrish

    IRN PSM01075

    • CF1 Director (13 Oct 2010 to 20 Jun 2018)
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Recent activity

Updates to this firm's record on the FCA register.

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