Ian Geoffrey Shipway

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HC WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 592756
- SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
- CF1 Director (2 Apr 2013 to 8 Dec 2019)
- CF30 Customer (2 Apr 2013 to 8 Dec 2019)
Succession Financial Management Limited (no longer approved here)
FRN 225831
- CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 588378
- CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
Succession Employee Benefit Solutions Limited (no longer approved here)
FRN 767956
- CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
Succession Advisory Services Limited (no longer approved here)
FRN 510054
- CF2 Non Executive Director (13 May 2014 to 15 Aug 2017)
- CF10 Compliance Oversight (19 Dec 2011 to 5 Mar 2012)
- CF11 Money Laundering Reporting (19 Dec 2011 to 5 Mar 2012)
- CF1 Director (13 Oct 2010 to 13 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.