HC WEALTH MANAGEMENT LIMITED

Date authorised
2 April 2013
Companies House
07082590
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Hartdene House
    Bridge Road
    Bagshot
    Surrey
    GU19 5AT
    UNITED KINGDOM
    Phone
    +4401276853669
    Web
    https://www.hcwm.co.uk

  • Complaints Contact

    2 Hartdene House
    Bridge Road
    Bagshot
    Surrey
    GU19 5AT
    UNITED KINGDOM
    Phone
    +4401276853669

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chloe Langford

    IRN CXR00493

    • SMF3 Executive Director (since 3 Jan 2024)
  • David Crispin Gaskell

    IRN DCG00001

    • CF30 Customer (16 Aug 2013 to 27 Sep 2019)
  • Ian Geoffrey Shipway

    IRN IGS00002

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
  • Jane Elizabeth Cook

    IRN EXC00024

    • CF30 Customer (2 Apr 2013 to 1 Nov 2019)
  • Jeremy Lawlor

    IRN JXL01025

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
    • [PRA CF] Key function holder (3 Mar 2026 to 6 Mar 2026)
  • John Robert Abraham

    IRN JRA00007

    • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2022)
    • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
  • Jonathan Edwin Pinfold

    IRN JEP00031

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (5 Jun 2015 to 8 Dec 2019)
  • Louise Carla Norman

    IRN LCN01010

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF16 Compliance Oversight (since 4 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Apr 2022)
    • Responsible for Insurance Distribution (since 4 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Martin Frank Waller

    IRN MFW00002

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
  • Nigel Chaplin

    IRN NXC00057

    • CF30 Customer (2 Apr 2013 to 3 Mar 2014)

Recent activity

Updates to this firm's record on the FCA register.

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