John Robert Abraham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HC WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 592756

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Apr 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Apr 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2022)
    • CF30 Customer (2 Apr 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Apr 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Apr 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Apr 2013 to 30 Sep 2018)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (AR) (11 Jun 2003 to 26 Nov 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (11 Jun 2003 to 26 Nov 2004)
  • CCF Financial Services 2003 Ltd (no longer approved here)

    FRN 225337

    • Employed By (11 Jun 2003 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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