Succession Advisory Services Limited

Date authorised
1 April 2013
Companies House
06711051
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionadvisoryservices.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Brian Coleman

    IRN PBC01028

    • SMF3 Executive Director (10 Dec 2021 to 22 Mar 2023)
  • Rajinder Singh Hallen

    IRN RSH01044

    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Raymond Francis Pierce

    IRN RFP01019

    • CF1 Director (6 Sep 2017 to 20 Jul 2018)
    • CF2 Non Executive Director (13 Oct 2010 to 7 Apr 2014)
  • Richard Arthur Goodall

    IRN RAG00019

    • CF2 Non Executive Director (23 Sep 2014 to 12 Mar 2018)
  • Richard John Rhodes

    IRN RJR01130

    • CF10a CASS Oversight function (25 Feb 2013 to 25 Feb 2013)
    • CF1 Director (17 Jan 2012 to 8 Dec 2014)
  • Sanjay Shah

    IRN SXS00080

    • CF3 Chief Executive (8 Sep 2016 to 16 Jul 2018)
    • CF1 Director (8 Sep 2016 to 16 Jul 2018)
  • Sarah Louise Pope

    IRN SXP01442

    • SMF16 Compliance Oversight (since 8 Aug 2025)
  • Simon John Chamberlain

    IRN SJC01300

    • CF1 Director (13 Oct 2010 to 20 Mar 2017)
    • CF3 Chief Executive (13 Oct 2010 to 16 Aug 2016)
  • Simon Mark Charles

    IRN SMC01269

    • CF1 Director (29 Dec 2016 to 16 Jul 2018)
  • Simon Nicholas Taylor

    IRN SNT01010

    • SMF1 Chief Executive (2 Oct 2020 to 27 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2026)
    • CF1 Director (9 Oct 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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