Succession Advisory Services Limited

Date authorised
1 April 2013
Companies House
06711051
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500
    Web
    https://www.successionadvisoryservices.com

  • Complaints Contact

    Succession Wealth Ltd
    The Apex
    Brest Road
    Derriford Business Park
    Plymouth
    PL6 5FL
    UNITED KINGDOM
    Phone
    +4401752968500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Roger Marsden

    IRN SRM01199

    • SMF3 Executive Director (since 18 Mar 2024)
    • SMF9 Chair of the Governing Body (since 18 Mar 2024)
  • Stephen David Willis

    IRN SXW00483

    • SMF3 Executive Director (9 Feb 2022 to 22 Mar 2023)
  • Steven Allen Harris

    IRN SAH01091

    • CF2 Non Executive Director (13 Oct 2010 to 23 Dec 2010)
  • Susan Marie Puddephatt

    IRN SMP01107

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2020)
    • CF11 Money Laundering Reporting (15 Feb 2019 to 8 Dec 2019)
    • CF1 Director (15 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Feb 2019 to 8 Dec 2019)
  • Thomas William Rigby

    IRN TXR09992

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2020)
  • Timothy George Arnold Parsons

    IRN TGP00004

    • CF1 Director (13 Oct 2010 to 7 Apr 2014)
    • CF30 Customer (13 Oct 2010 to 31 May 2011)
  • Tony Bullock

    IRN TXB25127

    • SMF16 Compliance Oversight (21 Apr 2020 to 14 Dec 2020)
  • Wadham St John Downing

    IRN WSD01007

    • SMF3 Executive Director (1 May 2020 to 6 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.