Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 31 Jan 2026)
    • SMF16 Compliance Oversight (since 31 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Jan 2026)
    • SMF3 Executive Director (since 31 Jan 2026)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • SMF9 Chair of the Governing Body (1 Jan 2024 to 2 Feb 2026)
    • SMF3 Executive Director (1 Jan 2024 to 31 Jan 2024)
  • Succession Advisory Services Limited (no longer approved here)

    FRN 510054

    • SMF16 Compliance Oversight (21 Apr 2020 to 14 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.